GLBA Compliance
GLBA Safeguards Rule assessments, risk management programs, vendor oversight, and security control implementation for financial institutions.
Understanding GLBA Compliance
What Is GLBA
The Gramm-Leach-Bliley Act requires financial institutions to protect customer financial information through administrative, technical, and physical safeguards.
Who Needs It
Why It Matters
Where Most Organizations Get Stuck
Safeguards Rule Gaps
Limited Documentation
Vendor Risk Exposure
Resource Constraints
Customer Data Risk
The 5 Trust Services Criteria
GLBA requires financial institutions to establish and maintain a comprehensive information security program.
Information Security Program
Documented security governance and oversight.
Risk Assessments
Identify and address information security risks.
Vendor Management
Assess and monitor service provider security.
Monitoring
Continuous oversight of security controls.
Customer Data Protection
Protect nonpublic personal information.
Scope of Engagement
GLBA Assessment
Evaluate safeguards and security program maturity.
Risk Assessment
Identify threats and compliance gaps.
Vendor Review
Assess third-party security oversight.
Policy Development
Develop required security documentation.
Readiness Validation
Confirm compliance readiness.
Executive Support
Board and leadership reporting.
What You Walk Away With
GLBA Gap Assessment
A detailed evaluation of GLBA Safeguards Rule compliance gaps.
Risk Register
Documented findings, risk ratings, and mitigation priorities.
Vendor Risk Review
Assessment of third-party security and oversight controls.
Policy Templates
Customizable security policy and procedure documents.
Compliance Roadmap
A phased plan to achieve and maintain GLBA compliance.
Executive Summary
A concise briefing of risk posture and compliance recommendations.
What Changes Once You're Certified
Protect Customer Data
Reduce Compliance Risk
Improve Governance
Strengthen Safeguards
Support Examinations
How We Get You Audit-Ready
Assessment
Review security controls and safeguards.
Gap Analysis
Identify deficiencies and risks.
Remediation Planning
Prioritize corrective actions.
Documentation
Develop required policies and procedures.
Validation
Verify readiness and effectiveness.
Executive Reporting
Provide leadership visibility and recommendations.
Services that commonly pair with this engagement.
Risk Assessment
vCISO Services
Security Program Development
Vendor Risk Management
Questions About GLBA Compliance
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